The company also has a bank overseen by the office of thrift supervision ; an insurance unit ; a subsidiary that provides borrowers with loan closing services like appraisals and flood certifications ; and a broker - dealer that trades securities
2.
Through this structure , banks have a less restricted ability to purchase or establish securities broker - dealers an d have the new options of purchasing insurance companies . since 1990s , the model of financial holding company developed quickly
3.
We also consult with companies in their public and private funding , valuation , market entry strategy , mergers and acquisitions and provides introduction to broker - dealers , market makers , financial public relations firms , attorneys that specializes in securities laws , and accountants
4.
Swift : society for worldwide interbank financial telecommunication : a cooperative organisation created and owned by banks that operates a network which facilitates the exchange of payment and other financial messages between financial institutions ( including broker - dealers and securities companies ) throughout the world
5.
Csfb and ssb engaged in inappropriate spinning of " hot " initial public offering allocations in violation of sro rules requiring adherence to high business standards and just and equitable principles of trade , and the firms books and records relating to certain transactions violated the broker - dealer record - keeping provisions of section 17 of the securities exchange act of 1934 and sro rules nyse rule 440 and nasd rule 3110
Meaning
a financial specialist who trades for his own account and so acts both as a broker and principal
How to say broker-dealer in Hindi and what is the meaning of broker-dealer in Hindi? broker-dealer Hindi meaning, translation, pronunciation, synonyms and example sentences are provided by Hindlish.com.
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